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Compliance Officer - Monitoring & Assurance
- Posted 28 November 2023
- Salary £55000 - £65000 per annum + bonus + benefits
- LocationCity of London
- Discipline Compliance & Legal
- ReferencePM748922
- Contact NamePaul Miller
Job description
A fast-growing insurance company is currently seeking a compliance officer to join their monitoring and assurance team.
This is a broad role, one that will see you take ownership for a number of duties. These include:
- Keeping up-to-date with any FCA / PRA regulatory requirements in order to provide clear advice to the business
- Independently leading SM&CR activity and liaising with all relevant stakeholders to ensure compliance is always maintained
- Keeping the Head of Advisory informed of any identified issues or regulatory developments
- Acting as 2LOD approver of financial promotions
- Providing advice and support on regulatory matters in company projects, such as the implementation of new regulation
- Providing summarised reports and newsletters on legal and regulatory requirements
- Developing appropriate procedures and controls
- Creating quarterly board reports
You will:
- Have compliance experience gained within general insurance
- Possess advanced SM&CR knowledge
- Have experience of executing individual and company applications
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