Compliance Assistant

A mid-sized, international insurance brokerage is currently seeking a Compliance Assistant to join their high-performing compliance function.

You will join a team of 11 and will be working on compliance monitoring, advisory services to business units, board assurance, sanctions screening and counter-party due diligence.

You will be a key member of the team, reporting in to the Compliance Monitoring Officer. 

Duties include (but are not limited to):

  • Assisting in the delivery of the compliance monitoring plan
  • Undertaking monitoring activity across the business, its subsidiaries and Appointed Representatives
  • Assessing the quality of first line of defence file reviews
  • Conducting investigations to identify key issues
  • Regulatory horizon scanning

It is anticipated that you will have at least 12 months experience gained in a Lloyd’s insurance business (specifically within compliance or audit).