Compliance Officer (Insurance Brokerage) – London

A Lloyd’s brokerage is currently seeking a Compliance Officer to join their team. 

The team are active in providing advisory services to the business and as such, this will be a core part of the role. Reporting in to the Head of Compliance, you will:

  • Engage in monitoring activity.
  • Assist with providing advisory support.

On a day-to-day basis, the role will involve:

  • Assisting with delivery of the annual compliance monitoring plan.
  • Producing monthly reports related to mitigation of financial crime.
  • Producing reports for the Audit & Risk committees.
  • Maintaining compliance records.
  • Delivering induction training for new employees.
  • Providing guidance on a range of FCA and international regulatory matters.

The team has regularly promoted from within and you’ll find that – with strong performance – your career and responisiblities will develop quickly.