A Lloyd’s brokerage is currently seeking a Compliance Officer to join their team.
The team are active in providing advisory services to the business and as such, this will be a core part of the role. Reporting in to the Head of Compliance, you will:
- Engage in monitoring activity.
- Assist with providing advisory support.
On a day-to-day basis, the role will involve:
- Assisting with delivery of the annual compliance monitoring plan.
- Producing monthly reports related to mitigation of financial crime.
- Producing reports for the Audit & Risk committees.
- Maintaining compliance records.
- Delivering induction training for new employees.
- Providing guidance on a range of FCA and international regulatory matters.
The team has regularly promoted from within and you’ll find that – with strong performance – your career and responisiblities will develop quickly.