Compliance Monitoring Manager – London

A major insurance brokerage that operates in the Lloyd’s and other international markets is currently seeking a Compliance Monitoring Manager.

Reporting in to the functional Head, you will support and occasionally lead, risk-based compliance monitoring reviews across the organisation. 

Main responsibilities will include:

  • The management of monitoring reviews
  • Management reporting on findings
  • Producing monitoring reviews that help to improve the control environment whilst adding value to the business
  • Making proposals to improve the effectiveness of the monitoring review process
  • Providing training, support and guidance to more junior members of the team

You will:

  • Have a minimum of 3 years experience of working in a compliance department of a UK regulated environment with monitoring experience
  • Possess a broad knowledge of relevant legislation and regulations related to an insurance broking environment
  • Have strong analytical, problem solving and project management skills